The U.S. Securities and ExchangeCommission, long known for settling enforcement actions withouthaving to prove its case in court, is struggling to cope with aa surge in the number of executives and companies ...
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SEC Trials Increase 50 Percent as Execs Fight Lawsuits
Posted by mortgage 23 hours ago (Editorial)
H&R Block unit to pay $28.2M to settle SEC charges related to RMBS
Posted by mortgage 28 days ago (Editorial)
The Securities and Exchange Commission charged H&R Block subsidiary Option One Mortgage Corporation with misleading investors in several offerings of subprime residential mortgage-backed securities by ...
H&R Block Subsidiary Agrees to Pay $28.2 Million to Settle SEC Charges Related to Subprime Mortgage Investments
Posted by mortgage 28 days ago (Editorial)
Washington, D.C., April 24, 2012 ? The Securities and Exchange Commission today charged H&R Block subsidiary Option One Mortgage Corporation with misleading investors in several offerings of subprime residential mortgage-backed securities (RMBS) by failing to disclose that its financial condition was significantly deteriorating.
H&R Block unit agrees to $28.2M SEC settlement
Posted by mortgage 28 days ago (Editorial)
The U.S. Securities and Exchange Commission said Monday that H&R Block Inc. subsidiary Option One Mortgage Corp. has agreed to pay $28.2 million to settle charges that it misled investors about subprime mortgage offerings.
Former H&R Block Subsidiary to Pay SEC $28.2M to Settle Subprime Mortgage Charges
Posted by mortgage 28 days ago (Editorial)
H&R Block's former mortgage subsidiary Option One has agreed to pay $28.2 million to settle charges from the Securities and Exchange Commission over its subprime mortgage investments.
The SEC: Outmanned, Outgunned, and On a Roll
Posted by mortgage 33 days ago (Editorial)
How the federal agency long derided as inept cracked the biggest insider trading case in history?and became the scourge of Wall Street in the process
Rajaratnam Case Shows Outmanned, Outgunned SEC on a Roll
Posted by mortgage 33 days ago (Editorial)
One late afternoon in March 2007, Sanjay Wadhwa sat at his desk transfixed by the data on his computer screen. Wadhwa was then a low-level supervisor in the Wall Street office of the U.S. Securities and Exchange Commission investigating a supposedly routine case of ?cherry- picking.? The SEC had gotten a complaint that Rengan Rajaratnam, the founder of Sedna Capital Management LLC, a small hedge
SEC probes Goldman over mortgage securities sale
Posted by mortgage 49 days ago (Editorial)
Securities regulators may hit the investment bank with a new lawsuit tied to the company's sale of mortgage-backed securities
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